2018年西藏国际注册内部审计师（CIA考试）成绩查询时间

听力原文：Seeking to maximize profits by assuming inappropriately large financial risk can cause investors to lose sleep.

(2)

A．Assuming inappropriately large financial risk can cause investors to lose sleep.

B．Financial risk will not cause investors to lose sleep.

C．Seeking to maximize profits appropriately can cause investors to lose sleep.

D．No matter how much they earn, the investors will lose sleep.

听力原文： The most prestigious exchange in the world is the New York Stock Exchange (NYSE). The NYSE is the first type of exchange, where much of the trading is done face-to-face on a trading floor. This is also referred to as a "listed" exchange. Orders come in through brokerage firms that are members of the exchange and flow down to floor brokers who go to a specific spot on the floor where the stock trades. At this location, known as the trading post, there is a specific person known as the "specialist" whose job is to match buyers and sellers. Prices are determined by using an auction method: the current price is the highest amount any buyer is willing to pay and the lowest price at which someone is willing to sell.

28. Which is the most notable exchange in the world?

29.In the NYSE, where does the "specialist" match buyers and sellers?

30.In the NYSE, what are prices determined by?

(28)

A．the Nasdaq

B．the NYSE

C．the OTC

D．the AMEX

以下哪项可能损害参与风险管理过程初始建立阶段的内部审计师的独立性( )。

A.对风险管理过程进行评估和编制报告

B.评价管理层的风险过程的充分性和有效性

C.管理已识别的风险

D.应对已识别的风险实施控制